John Langdon wrote:Algis wrote:On 1/18/12 10:52 AM, Algis Kuliukas wrote:
> Dear John
> Thanks for spending so much time reading and responding to my paper. I’ll respond to you directly here but, if you give me permission to do so, I’d like to post your comments – and my reply to them – on the forum I mentioned in my first correspondence. (
http://www.waterside-hypotheses.com)
You have my permission to post my comments from this email and the
previous one. Please keep them in context.
Algis wrote:On “missing the point”
I think everyone interested in evolution understands that disproof in such matters cannot be done, John, and that this was not the intention of your paper. You cannot deny, however, that some sort of rebuttal to the so-called “aquatic ape theory” was. It is certainly the overwhelming take-home message that comes from its pages. That is the point that I, and I’m sure everyone who read it, understood.
On “parsimony”
I cannot, for the life of me, see how it can be argued to be more parsimonious to explain 26 traits in many ways (as we both know there are many competing ideas just for individual ones, such as bipedal origins) than in just one – or at least ones that are very much closely related. You say that “The AAH is not parsimonious because it builds hypotheses on an extraordinary scenario” but what, exactly, is so extraordinary about the idea that our ancestors waded, swam and dived a little more than the ancestors of chimps and gorillas? No-one would claim it extraordinary that we climbed less than they did, or that we walked more than they did. What is it about the dreaded ‘a’ factor that is so “extraordinary”?
Later in your reply you expand on this argument but, I’d argue, that it is you, not us, who are missing the point. Yes, they’re only hypotheses – maybe not even that, maybe just ideas – but the material point is that, surely, if one idea explains the hooded nose, the descended larynx, the improved voluntary breath control, the changes to the human hair pattern, the increased adipocity in infants and several more, then that has to be more parsimonious than a vague set of many more, often contradictory, explanations.
In the context of this parsimony argument, please explain to me how the
assumption that human evolution played out in the water is any more of
"just one" idea than the assumption that it occurred on land?
Let me examine this point with respect to one feature, bipedalism, that
Elaine wants to be the core of her model. In her AAH book she ridicules
orthodox anthropology for its inability to resolve the inherently
unknowable question and instead generate many different hypotheses for
why we are bipedal. The most commonly cited contenders today are
energetic efficiency and food carrying; but others in the past include
tool use, upright position for scanning the environment, carrying
babies, etc. [Personally I think something is missing from all these. I
prefer a mix of ideas from Tuttle's hylobation hypothesis with the
energetic one. See my book for details.] What does the AAH replace this
with? Scenarios involving energetic efficiency arguments, retrieval of
food, use of tools to smash clam shells, upright position to keep the
head above water. How is this better? There is no single AAH answer,
though I assume you have your preference. Assuming an aquatic setting
has done nothing to explain bipedalism any better, or any of the other
25 traits. It has generated more untested/untestable hypotheses. But it
has also added what I call the "extraordinary" assumption -- postulating
an aquatic phase with two habitat shifts. This makes it less parsimonious.
Algis wrote:And you return to this theme at the end by repeating the (in my opinion) misunderstanding that the “AAT” requires two habitat shifts. I will grant you that Hardy’s original piece, and Morgan’s early promotion of it, probably did so (what we now call the “U-turn” hypothesis) but, again, not all of us adhere to that view. My own version certainly does not. It assumes a single habitat – i.e. waterside – all the way from early Miocene ape through to modern Homo sapiens. In any case, in your JHE piece you (quite rightly) make the point that human evolution was, in all probability, a far more complex mosaic than we think. You can’t have it both ways.
As I have said, I explicitly addressed my paper to Morgan's version
because it is easier and more fair to build an argument to address one
model at a time. That is what you tell me I should do below, even as you
continue to criticize me for doing so.
Your watered-down version (pun intended) is quite different, and in my
mind constitutes an entirely different model that scarcely deserved the
term AAH. By keeping us in shallow water, it loses all the novelty of
the parallels with cetaceans that were so stimulating about the original
AAH, but it doesn't seem all that incompatible terrestrial scenarios.
You want to have hominins exploiting waterside and shallow water
resources? Fine. But where is the selection for aquatic adaptations?
One thing we know is that hominins are broad in what they can and do
exploit and became broader through time. Why not aquatic resources?
Current environmental reconstructions place robust australopithecines
rather consistently in habitats near water. However, gracile species
lived in more closed environments and Homo in more diverse and mosaic
habitats. The later we go in human evolution, the more evidence there is
that at least some humans are living away from coastlines in more
diverse places and are independent of aquatic resources.
Here is your challenge: How do you support an argument that we were so
dependent on aquatic resources that they significantly shaped our
evolution? How do you demonstrate we were not also benefiting from
eating terrestrial plants and animals to the point that we didn't need
to go into the water if we didn't want to? If you can't tackle these,
there is no AAH -- just a bunch of marooned untestable hypotheses.
Algis wrote:On “appearance of traits in the fossil record”
I agree that bipedalism seems to have evolved much earlier than other human traits but this is not a unique problem for waterside hypotheses. Verhaegen is entitled to his opinion but his view is only one. Morgan certainly disagrees with him vehemently on several aspects of his thinking. Me too. I have my own different ideas. This is part of the problem, of course. There is not one “aquatic ape theory” – always a misnomer anyway – but several waterside hypotheses of human evolution.
Nor has there ever been one terrestrial model, though proponents of AAH
have always written as though there was.
Algis wrote:You, or Tobias, “pinning down” Morgan in the way you described might have given you some satisfaction but it wouldn’t have worked on me. I would have argued that bipedalism began early – through a wading-climbing origin, probably in all great apes – but that other human traits, such as nakedness, increased infant adipocity and a whole set of changes to the breathing apparatus evolved later, corresponding to the genus Homo. In this regard, I am closer to Verhaegen’s view.
What the aquaskeptic position always seems to do is find contradictions between two different proponents and purport to see them as one – and then reject “it” on that basis - a false premise of unity. I think they misrepresent these ideas (plural) when they do this. You say “I can only interpret that to mean that we are still in the aquatic period. I consider that absurd” and that, “yes”, you interpret Morgan’s ideas as “fully aquatic behaviour” – but did anyone ever really think there was an “aquatic period”, as such? Or just a “more aquatic period”? Hardy asked “Was Man MORE aquatic in the Past?” to which I would add, “… and if so, how much more aquatic?” No-one seems to have bothered to ask that – not even proponents – and one thing population genetics teaches us is that even slight selection can have profound effects on phenotype in relatively short periods of time.
We can argue until we’re blue in the face about what Hardy or Morgan meant in the past (and Morgan certainly does not argue for anything like a mermaid phase today) but I think a scientific critique of an idea should be careful not to make straw man arguments, especially when it accuses it of doing so. At best, it’s open to interpretation – by both sides. It seems to me no coincidence that those who don’t like the idea seem to exaggerate it to breaking point, whilst those who are more open to it, tend to scale it back. It was the very point Colin Groves made in his review of Roede et al. I’m sorry to say this but I think it was unscholarly that you made almost no reference to the Valkenburg symposium and, of course, did not quote Groves’ point. I think Colin is quite a conventional scientist, John.
But this is exactly why I chose to focus only on Elaine's model. It is
unfair of you to criticize me for not addressing yours and other
versions also at the same time you accuse critics of constructing a
straw man by picking and choosing the weakest arguments.
Algis wrote:On the human hair pattern and aquatic mammals
I think you exaggerate the ‘more aquatic’ argument for the human hair pattern, John. Next time you go to a swimming pool, take a look at some kids doing the breast stroke. You may notice something: The part of the body most likely to be above the surface of the water just happens to be the scalp – that part most likely to be covered with hair. As far as I can see, this is the only scenario that is so consistent with our hair pattern. The Sharp& Costil studies unequivocally showed that shaving what little body hair remains on men significantly reduced drag in passive “push-off” trials and, to repeat my earlier point, even slight selection could have had a profound effect like this.
If we are only wading, do you really think the minimal efficiency for
swimming gained by hair loss would outweigh the costs of losing
insulation and chilling once we get out of the water? Or the drag
created by long scalp hair? There are a lot of furry aquatic mammals
that didn't think so. And if pigs are worried about swimming efficiency,
I would make some better suggestions of how to evolve. This is why I ask
you to spell out your version in detail without assuming anything from
past AAH literature except direct evidence. Many of the basic arguments
of the AAH will no longer make sense. What I want to see and for you to
see is what is left?
On increased infant adipocity and “humans not having blubber approaching cetaceans”
Again, an exaggeration, I think. The key point is that human infants are significantly fatter than those of other primates and this needs an explanation. Clearly, you’re probably right to suggest that it correlates with encephalisation but it is difficult to untangle cause from effect here. If humans started living in coastal habitats, where infants were more at risk from drowning, then wouldn’t one expect that natural selection would favour those that were slightly more buoyant – and hence more likely to be rescued by their mothers? If so, it is entirely plausible that encephalisation may have followed as a consequence.
The neo-Darwinian question comes to mind: why invest so heavily in such an expensive (energetically) organ so early in life when it will be 10 years at least before any extra intelligence resulting from that larger brain may give the individual any survival advantage? “Fat for buoyancy” provides a more direct and immediate selective advantage than “fat for brains” – but, of course, only in waterside habitats.
Do I understand this correctly? We only evolved large brains because we
had fat babies? Please.
Algis wrote:To reject these ideas on the basis that they can only make sense if we were as aquatic as dolphins seems to be another straw man, John. Your paper never considered if it was at the water’s edge that these things make most sense.
As for your “more sensible terrestrial explanations” – what sense does it make to burden a mother with a fatter baby to carry on land with no fur for it to cling to, with the additional hindrance of her own increased adipocity to boot? It’s at the water’s edge where having fatter babies might help them survive. It’s at the water’s edge where sweat cooling (when going for a dip is not always the option to go for) makes most sense and is most likely to be replenished.
Sweating makes more sense away from water, not nearby. Yes, there has to
be access to drinking water; but there is no need to cool down if you
are not exerting yourself on land.
Algis wrote:You claim that merely living in waterside habitats don’t explain these things (and more) but I respectfully disagree.
Then you have just swallowed the fallacy that makes the Savanna
Hypothesis unacceptable (see below). Positing a setting does not create
or test hypotheses of selection.
In any case they’re not mutually incompatible – quite the reverse. Put it this way: Whatever explains human bipedalism – wading is only going to help it along. Whatever made humans lose most of their body hair, going swimming isn’t going to hinder it. Whatever made infants fat and large brained, reducing the risk of drowning isn’t going to make that less likely, is it?
Careful. I read this paragraph as a full retreat. You suggest that all
these traits may have evolved for good terrestrial reasons and we went
wading later. Are ancestors were just like the ones in the conventional
textbooks except that they liked the beach. If that is what your really
intend, then what does your AAH offer? It is getting fuzzier and weaker
in its explanatory value.
Algis wrote:Aquaskeptics always seem to want to exaggerate the claims and argue them in binary/black and white terms. Either we lived like dolphins, or the whole thing must be bunk. It’s a classic straw man approach, John – and you shouldn’t be doing that, particularly when you made the astonishing claim that decades of palaeoanthropological dogma (i.e. the savannah theory) was a mere invention of Elaine Morgan, so that she could knock it down.
On investigating apes in water
I am first in the queue petitioning for more studies to be done of apes in water aand on all aspects of these ideas. I tried to do my bit for my masters project. Bender & Oser are two PhD students doing some interesting work on chimps with Tobias currently. We’ll have to wait for their results, I guess. This really, is all Morgan and the rest of us have been asking for all these years – that the specialists stop ignoring this idea, and either pretending it doesn’t exist or else exaggerating to such an extent it sounds as daft as Von Daniken or Intelligent Design. The fact your paper is the only one ever specifically addressing this idea in a 1st class anthro journal in over 50 years bestows much credit on you personally, but - I’d argue – much shame on the field itself. Why is the dreaded ‘a’ factor so feared? Whoever decided that moving through water could not have influenced our phenotype, even in the slightest way?
On the savannah hypothesis
John, it’s good to read (at least I think this is what you’re saying) that you think it was a mistake to portray the ‘savannah theory’ as merely an invention of Elaine Morgan.
Yes, I made a mistake. I became convinced of that at the Ghent
conference. Some anthropologists, but not all -- despite what AAH
proponents have said -- bought into the Savanna Theory. Let's be clear
on definitions: the Savanna Theory contends that living on the savanna
was necessary and sufficient to explain the evolution of many human
traits. Whether it was necessary deserves ongoing discussion. It was
never sufficient -- the savanna setting along cannot explain anything.
However, merely citing the savanna as the scene of human evolution does
not constitute the Savanna Theory. That is where Elaine and others
misrepresented anthropology.
No, I am not reverting to the Savanna Theory now, because I recognize
that we still need to construct the specifics of the model -- living
where the environment was changing is not a sufficient explanation.
Algis wrote:It would be nice if you wrote a note to JHE conceding that point, as anyone reading your paper would not know that you had now changed your mind on it. You actually seem to be becoming a “savannah hypothesis” proponent yourself going by your bracketed points!
On theories, hypotheses and paradigms
> I do not think you give us any credit here. Elaine moved on from the “theory” notion in her 1997 book, based on severe criticism of some aquaskeptics on the sap newsgroup - a book unfortunately published too late for you to critique.
She gave me a copy. It is clearly her best statement of her hypothesis,
but I didn't find much new in it.
Algis wrote:I certainly understand that it is not even one hypothesis, but several. This is why I have campaigned, successfully it seems, to rename the thing to “waterside hypotheses (plural) of human evolution”.
I disagree that the Kuhnian paradigm concept must necessarily be applied here. I’d prefer to argue for merely a shift in emphasis, an understanding from population genetics that even slight shifts in selection can, and do, make profound shifts in phenotypes in remarkably short evolutionary timescales and, most importantly, an opening of minds – as Philip Tobias has urged.
I simply do not agree that waterside hypotheses “require” the “extraordinary pressures of natural selection for aquatic adaptations” that you seem to believe. That, to me, is a far greater misunderstanding of the idea than anything I am guilty of.
Anyway, thanks again for spending the time to discuss this with me. I think this would all be of some interest to the broader public, so please allow me to post it on the new forum mentioned earlier and let’s discuss it there. If you prefer for this to remain a private discussion, however I will, of course, concur.
With best regards
Algis Kuliukas